Caleb Stear

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 09/2016
  Edward Jones
  St. Louis, MO
• 09/2016 → 02/2021
  Bank Of America, N.A.
  Chico, CA
• 09/2016 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chico, CA
• 02/2021 → Present
  Jp Morgan Chase Bank, N.A.
  Des Peres, MO
• 02/2021 → Present
  Jp Morgan Securities, Llc
  Des Peres, MO

Previous Registrations

• 2016-09-14 → 2021-02-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carmichael, CA
  Roseville, CA
  Chico, CA
  Rocklin, CA
  Chico, CA
  Chico, CA
• 2014-08-11 → 2016-09-12
  Edward Jones
  Sunset Hills, MO
  Saint Louis, MO
• 2013-10-23 → 2014-08-13
  J.P. Morgan Securities Llc
  Chico, CA
• 2012-10-01 → 2012-10-02
  J.P. Morgan Securities Llc
  Paradise, CA
• 2010-04-09 → 2012-10-01
  Chase Investment Services Corp.
  Paradise, CA
  Chico, CA
  Redding, CA
  Redding,, CA
• 2008-09-03 → 2010-04-01
  Stifel, Nicolaus & Company, Incorporated
  Paradise, CA
• 2008-06-09 → 2008-09-04
  Wells Fargo Clearing Services, Llc
  Paradise, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-06-06

Other Names

• Caleb Stear
• Caleb A Stear
• Caleb Andrew Stear