Lisa Ann Richmond

Current Employers

Employment History

• 12/2006 → 12/2024
  Prudential Insurance Company Of America
  East Brunswick, NJ
• 12/2006 → 12/2024
  Pruco Securities, Llc.
  East Brunswick, NJ
• 01/2025 → 04/2025
  Unemployed
  Branchburg, NJ
• 04/2025 → Present
  Lpl Financial, Llc
  Bedminster, NJ

Previous Registrations

• 2016-10-03 → 2025-01-02
  Pruco Securities, Llc.
  Uniondale, NY
  East Brunswick, NJ
  Branchburg, NJ

Other Businesses

1-04/21/2025/ Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED/START 04/14/2025 / AT LOCATION / 160 HRS MNTH / 8 HRS DURING TRADING. 2) 04/23/2025 - Gladstone Institutional Advisory, LLC - Investment Related - Registered Investment Advisor Hybrid - At reported business locations - Start Date: 04/14/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Gladstone Institutional Advisory, LLC, an independent investment advisor firm. I started this business activity in 4/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 04/23/2025 - Gladstone Wealth Partners - Investment Related - Registered Investment Advisor DBA - At reported business locations - Start Date:04/14/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 09/10/2025 - Integrity, LLC - Not Investment Related - Outside/W-2 Employment - At reported business locations - Start Date:04/21/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 5) 09/11/2025 - Gladstone Wealth Partners - Investment Related - Registered Investment Advisor DBA - At reported business locations - Start Date:04/21/2025 - 120 Hrs/Mth - 120 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-13
• S63 Uniform Securities Agent State Law Examination
  2011-11-01