Brooke Miller

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2022-10-04

KS RA
APPROVED

Since 2022-10-04

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Mission, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	West Des Moines	IA	03/2015	08/2020
Raymond James & Associates, Inc.	Clearwater	FL	08/2020	12/2020
Raymond James & Associates, Inc.	St. Petersburg	FL	01/2021	09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saint Petersburg	FL	09/2021	09/2022
Rbc Capital Markets, Llc	Leawood	KS	10/2022	Present

03/2015 → 08/2020

Raymond James & Associates, Inc.

West Des Moines, IA
08/2020 → 12/2020

Raymond James & Associates, Inc.

Clearwater, FL
01/2021 → 09/2021

Raymond James & Associates, Inc.

St. Petersburg, FL
09/2021 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL
10/2022 → Present

Rbc Capital Markets, Llc

Leawood, KS

Previous Registrations

2021-10-28 → 2022-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL
2021-01-06 → 2021-10-04

Raymond James & Associates, Inc.

St. Petersburg, FL
2015-06-16 → 2020-10-08

Raymond James & Associates, Inc.

Chicago, IL

West Des Moines, IA

St. Petersburg, FL

Clearwater, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-15

S66 Uniform Combined State Law Examination

2015-06-15

Other Names

Brooke Renae Miller
Brooke R. Miller
Brooke R. Tsoulos
Brooke Renae Tsoulos

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL

JASON BRETT COLE

JAY PATRICK SIMPSON

MATTHEW JOHN SCHOENFELD

NATHAN DAVID PAULSON

Michael Nathan Paulson

MICHAEL FRANK BACA

THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS

LPL FINANCIAL LLC · LEAWOOD, KS

STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS

FIRST NATIONAL ADVISERS, LLC · Overland Park, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS

TFB ADVISORS, LLC · OVERLAND PARK, KS

BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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