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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-06 |
| FL | RA | APPROVED | 2022-09-06 |
Branch Locations
360 Garfield Ave, Winter Park, FL 32789 • United States
Maitland, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winter Park | FL | 06/2015 | 08/2022 |
| Bank Of America, N.A. | Winter Park | FL | 09/2015 | 08/2022 |
| Rbc Capital Markets, Llc | Winter Park | FL | 08/2022 | Present |
(1) I*3720 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Oviedo High School Investment related: N Address of business: Oviedo, Florida 32765 Nature of business: High School Baseball Coach, Position, title, association: Head Baseball Coach, Start date of relationship: 1/18/2021 Number of hours devoted: 400 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Teach kids how to play and learn the game (2) I*113230 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POWER BASEBALL INVESTMENT RELATED: N ADDRESS OF BUSINESS: EUSTIS, FLORIDA 32736 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 5/21/2018 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE COACHING HIGH SCHOOL BASEBALL PLAYERS DURING THE SUMMER AND FALL AFTER WORK. (3) I*412617 For profit or not for profit: Entity For Profit Name of outside business organization: Central Florida Thunder Investment related: N Address of business: Winter Park, Florida, 32789 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other","Treasurer"], Start date of relationship: 6/30/2021 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Part-Time, I will coach young players in baseball sometimes during the year when needed. (4) NAME: Central Florida Thunder Non-Investment related ADDRESS: 1020 Railroad Ave. Winter Park, FL 32789 Nature of OBA: Youth Baseball Camps and Teams Position/Title/Relationship: Independent Contractor/Consultant Start Date: 09/06/22 Time devoted: 1 hour per month; 0 during securities trading hours DUTIES: Work with baseball players on their fundamentals to improve their game (5) NAME: Power Baseball Non-Investment related ADDRESS: 101 N Main St Winter Garden, FL 34787-2824 Nature of OBA: Camp instructor Position/Title/Relationship: I am a independent contractor/camp instructor Start Date: 09/06/22 Time Devoted: 1 hour per month; 0 during securities trading hours DUTIES: Help with camp instruction for kids baseball 6) NAME OF ENTITY: Oviedo High School ADDRESS: 601 King St. Oviedo, FL 32765 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Head Baseball Coach CAPACITY: Other START DATE: 09.06.22 DUTIES: I will coach baseball and manage the overall baseball program at Oviedo. PER MONTH: 1; SECURITIES HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-29 |
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