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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
WA RA APPROVED 2011-06-06
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • WA RA
    APPROVED
    Since 2011-06-06

Branch Locations

1009 N Center Pkwy Ste 220, Kennewick, WA 99336 • United States

5 Centerpointe Dr Ste 250, Lake Oswego, OR 97035-8652 • United States

15609 Se Mill Plain Blvd Ste 100, Vancouver, WA 98684 • United States

Walla Walla, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vancouver WA 05/2011 03/2020
Ameriprise Financial Services, Llc Vancouver WA 03/2020 Present
Previous Registrations
  • 2011-02-25 → 2011-05-17
    Cuso Financial Services, L.P.
    Portland, OR
Other Businesses

Real Estate Ownership; Single Family; 12608 NE 46th St. Vancouver, WA 98682, ,; Not Investment-Related; 01/02/2018. Business Ownership; Happy Fins Diving & Travel; Travel Guide & Photography; Scuba Diving Photography & Travel; PO Box 23, , Walla Walla, WA, 99362; Not Investment-Related; 04/01/2017; 10 to 19 hours per month; 0 during trading hours / FWMG, LLC; Co-owner; Manage Ameriprise Business; 3295 W Elder Street, Suite 205, Boise, ID, 83705; Investment-Related; 03/02/2026; 60 hours per month; 60 during trading hours. Outside Employment; FWMG, LLC; I am an Associate Financial Advisor at Fulcrum Wealth Management Group, an AFG practice within Ameriprise Financial. We are compensated by FWMG, LLC as employees of Fulcrum within Ameriprise Financial.; I am an Associate Financial Advisor at Fulcrum Wealth Management Group, an AFG practice within Ameriprise Financial. We are compensated by FWMG, LLC as employees of Fulcrum within Ameriprise Financial.; 3295 W Elder St, Ste 205, Boise, ID, 83705; Investment-Related; 01/03/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Member of Endowment Committee Zion Lutheran Church; Attend Quarterly Endowment Committee meetings to review church endowment fund, planned distributions and longevity of the fund. We do not manage the assets.; 1015 SW 18th Ave, , Portland, OR, 97205; Investment-Related; 12/15/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-28
  • S66 Uniform Combined State Law Examination
    2008-05-28
Other Names
  • Kari Ellen Miller
  • Kari Hancock

View on SEC IAPD

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