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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-12
TX RA APPROVED_RES 2024-02-09
  • CA RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED_RES
    Since 2024-02-09

Branch Locations

301 E 17Th St, Costa Mesa, CA 92627 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc. San Diego CA 09/2015 12/2016
Standard Investment Chartered, Inc. Newport Beach CA 12/2016 01/2017
Buttonwood Tree Management, Inc. Newport Beach CA 12/2016 01/2017
Wedbush Securities Inc. Newport Beach CA 01/2017 05/2019
U.S. Bancorp Investments, Inc. Mission Viejo CA 05/2019 02/2024
Wells Fargo Clearing Services, Llc Irvine CA 02/2024 Present
Previous Registrations
  • 2019-05-10 → 2024-02-16
    Dana Point, CA
    Rancho Santa Margarita, CA
    Mission Viejo, CA
    Lake Forest, CA
    Ladera Ranch, CA
    Lake Forest, CA
    Ladera Ranch, CA
    Lake Forest, CA
    Lake Forest, CA
  • 2017-01-27 → 2019-05-14
    Newport Beach, CA
  • 2016-12-12 → 2017-01-27
    Buttonwood Tree Management, Llc
    Newport Beach, CA
  • 2015-09-08 → 2016-12-12
    San Diego, CA
  • 2011-01-03 → 2015-09-09
    Rancho Palos Verdes, CA
    El Segundo, CA
  • 2008-08-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Calabasas, CA
    Rancho Palos Verdes, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-08
  • S66 Uniform Combined State Law Examination
    2008-08-08
Other Names
  • Matthew G Fetui
  • Gafoa Matthew Fetui
  • Matthew Fetui

View on SEC IAPD

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