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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-18
  • CA RA
    APPROVED
    Since 2022-05-18

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

120 C Ave Suite 170, Coronado, CA 92118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Advisory Services Coronado CA 05/2022 Present
Wealth Enhancement Group Coronado CA 05/2022 Present
Canter Strategic Wealth Management San Diego CA 03/2016 09/2016
First American Trust San Diego CA 10/2016 05/2022
Lpl Financial Llc San Diego CA 01/2023 06/2025
Wealth Enhancement Brokerage Services Coronado CA 05/2022 Present
  • 05/2022 → Present
    Wealth Enhancement Advisory Services
    Coronado, CA
  • 05/2022 → Present
    Wealth Enhancement Group
    Coronado, CA
  • 03/2016 → 09/2016
    Canter Strategic Wealth Management
    San Diego, CA
  • 10/2016 → 05/2022
    First American Trust
    San Diego, CA
  • 01/2023 → 06/2025
    Lpl Financial Llc
    San Diego, CA
  • 05/2022 → Present
    Wealth Enhancement Brokerage Services
    Coronado, CA
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 5/23/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-04-18
S66 Uniform Combined State Law Examination 2010-10-21
  • S63 Uniform Securities Agent State Law Examination
    2023-04-18
  • S66 Uniform Combined State Law Examination
    2010-10-21
Designations
  • Certified Financial Planner
Other Names
  • Britta Nicole Ferguson
  • Brittany Ferguson
  • Brittany N Ferguson
  • Brittany N Brownwood

View on SEC IAPD

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