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Kathryn Felts

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
SC RA APPROVED 2024-10-01
NC RA APPROVED 2024-09-26
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • SC RA
    APPROVED
    Since 2024-10-01
  • NC RA
    APPROVED
    Since 2024-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Winston-Salem NC 01/2008 04/2018
Bb&T Investments Charlotte NC 03/2008 04/2018
Bb&T Securities, Llc Charlotte NC 01/2018 04/2018
Regions Bank Charlotte NC 04/2018 01/2023
Cetera Investment Advisers Llc Charlotte NC 07/2018 01/2023
Cetera Investment Services Llc St. Cloud MN 07/2018 01/2023
Lpl Financial Llc Fort Mill SC 08/2024 Present
Regions Bank Charlotte, Nc NC 01/2023 08/2023
Unemployed Charlotte NC 09/2023 08/2024
  • 01/2008 → 04/2018
    Bb&T Bank
    Winston-Salem, NC
  • 03/2008 → 04/2018
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 04/2018
    Bb&T Securities, Llc
    Charlotte, NC
  • 04/2018 → 01/2023
    Regions Bank
    Charlotte, NC
  • 07/2018 → 01/2023
    Cetera Investment Advisers Llc
    Charlotte, NC
  • 07/2018 → 01/2023
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 01/2023 → 08/2023
    Regions Bank
    Charlotte, Nc, NC
  • 09/2023 → 08/2024
    Unemployed
    Charlotte, NC
Previous Registrations
  • 2018-07-02 → 2023-01-25
    Cetera Investment Advisers Llc
    Charlotte, NC
  • 2018-01-02 → 2018-04-17
    Bb&T Securities, Llc
    Charlotte, NC
    Charlotte, NC
  • 2008-07-03 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Herndon, VA
    Falls Church, VA
Other Businesses

1) 8/2024- Felts Family Limited Partnership - Real Estate Rental - 13% OWNER- inv. Related- Greensboro, NC - start date 2012- 0%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-27
  • S66 Uniform Combined State Law Examination
    2008-06-27
Other Names
  • Kathryn Elizabeth Felts

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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