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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2020-12-01 |
| LA | RA | APPROVED | 2018-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Ville Platte | LA | 10/2013 | Present |
| Mayeux Wealth Partners | Ville Platte | LA | 10/2013 | Present |
1) 12/24/2020 - Fontenot Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/22/2020 - 150 Hours Per Month/150 Hours During Securities Trading. 2) 07/15/2025 - Fontenot Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/14/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-29 |
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