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Michael John Duch

LPl Financial LLC

Garfield, NJ

CRD 5511450

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-10
NJ RA APPROVED 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2026-07-10
  • NJ RA
    APPROVED
    Since 2025-05-15

Branch Locations

75 River Drive, Garfield, NJ 07026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 09/2022 05/2023
Minnesota Life Insurance Company Saint Paul MN 09/2022 05/2023
Allied Wealth Partners Paramus NJ 09/2022 05/2023
D'AMore Jewelers, Inc Cliffside Park NJ 03/2016 07/2022
Cuso Financial Services, Lp San Diego CA 05/2023 05/2025
Lpl Financial Llc Garfield NJ 05/2025 Present
  • 09/2022 → 05/2023
    Securian Financial Services
    Saint Paul, MN
  • 09/2022 → 05/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 09/2022 → 05/2023
    Allied Wealth Partners
    Paramus, NJ
  • 03/2016 → 07/2022
    D'AMore Jewelers, Inc
    Cliffside Park, NJ
  • 05/2023 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Garfield, NJ
Previous Registrations
  • 2023-05-23 → 2025-05-15
    Cuso Financial Services, L.P.
    San Diego, CA
    Garfield, NJ
    Garfield, NJ
  • 2022-12-02 → 2023-05-24
    Securian Financial Services, Inc.
    Paramus, NJ
Other Businesses

1. 05/15/2025- PSFCU Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/16/2025- 160 Hours Per Month- 160 Hours During Trading 2. 05/15/2025-Duch & Duch, LLC- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 02/28/2023- 4 Hours Per Month 3. 05/15/2025- Michael & Lauren Duch- Real Estate Rental- INV Related- At Ramsey, NJ- Start date 06/01/2019 4. 05/15/2025- LD Concept, LLC- Business Owner- Not INV Related- At Cliffside Park, NJ- Start date 01/01/2016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-07
  • S66 Uniform Combined State Law Examination
    2022-11-07
Other Names
  • Michael J Duch

View on SEC IAPD

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