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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-10 |
| NJ | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | Saint Paul | MN | 09/2022 | 05/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 09/2022 | 05/2023 |
| Allied Wealth Partners | Paramus | NJ | 09/2022 | 05/2023 |
| D'AMore Jewelers, Inc | Cliffside Park | NJ | 03/2016 | 07/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2023 | 05/2025 |
| Lpl Financial Llc | Garfield | NJ | 05/2025 | Present |
1. 05/15/2025- PSFCU Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/16/2025- 160 Hours Per Month- 160 Hours During Trading 2. 05/15/2025-Duch & Duch, LLC- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 02/28/2023- 4 Hours Per Month 3. 05/15/2025- Michael & Lauren Duch- Real Estate Rental- INV Related- At Ramsey, NJ- Start date 06/01/2019 4. 05/15/2025- LD Concept, LLC- Business Owner- Not INV Related- At Cliffside Park, NJ- Start date 01/01/2016
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-07 |
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