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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Lexington | KY | 10/2016 | 07/2018 |
| Bb&T Investment Services, Inc. | Lexington | KY | 10/2016 | 07/2018 |
| John's Run/Walk Shop | Lexington | KY | 06/2016 | 10/2016 |
| Bb&T Securities, Llc | Lexington | KY | 01/2018 | 07/2018 |
| Field And Main Bank | Lexington | KY | 07/2018 | 04/2022 |
| Lpl Financial, Llc | Lexington | KY | 07/2020 | 04/2022 |
| Forcht Bank | Lexington | KY | 09/2022 | Present |
| Elizabeth Boone | Lexington | KY | 04/2022 | 08/2022 |
| Lpl Financial Llc | Somerset | KY | 09/2022 | Present |
1)09/30/2022 - Hamburg Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)09/30/2022 - Forcht Bank - Financial Institution Duties - Inv Rel - At Reported Business Location(s) - Start: 09/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-22 |
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