Colin D Murray

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 12/2016
  Cco Investment Services Corp
  S Attleboro, MA
• 01/2017 → 08/2017
  Santander Bank Na
  Warwick, RI
• 01/2017 → 09/2017
  Santander Securities Llc
  San Juan, PR
• 09/2017 → 08/2019
  Nationwide Securities Llc
  Columbus, OH
• 09/2017 → Present
  Nationwide Financial
  West Warwick, RI
• 08/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2018-01-22 → 2019-07-31
  Nationwide Securities, Llc
  Pawtucket, RI
  Wakefield, RI
  West Warwick, RI
  Riverside, RI
  Greenville, RI
  Madison, CT
  Pawtucket, RI
  Brooklyn, CT
  Cumblerland, RI
• 2017-01-31 → 2017-09-08
  Santander Securities Llc
  Framingham, MA
  Warwick, RI
  Worcester, MA
  Providence, RI
  Providence, RI
  West Hartford, CT
  Framingham, MA
• 2012-09-12 → 2017-01-03
  Citizens Securities, Inc.
  Seekonk, MA
  Barrington, RI
  Attleboro, MA
  North Attleboro, MA
  Attleboro, MA
  North Easton, MA
  Bellingham, MA
  Bellingham, MA
  So Attleboro, MA
  Plymouth, MA

Other Businesses

APPOINTED WITH SEVERAL INSURANCE COMPANIES TO SELL FIXED INSURANCE/ANNUITY PRODUCTS DURING NORMAL MARKET HOURS AT THE BRANCH LOCATION. AGENCY FINANCIAL PARTNERS LLC POSITION: Licensed Agent NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2021 ADDRESS: 1 Rolfe Sq, Cranston, RI 02910 DESCRIPTION: Fixed insurance agency: Employee-owner of the LLC, responsible for developing strategic partnerships with P&C insurance agencies and fixed insurance and annuity sales. FLYNN MURRAY WEALTH STRATEGIES Is Investment Related, DBA for securities and advisory business, IAR, 2024-05-01, 120 hours per month, 120 hours per month during trading hours, Commission Compensation DESCRIPTION: "This is the DBA I use for my securities and advisory business (mutual funds, variable annuities and life insurance, fee-based AUM, etc)"

Exams

• S66 Uniform Combined State Law Examination
  2016-11-30
• S63 Uniform Securities Agent State Law Examination
  2008-04-24

Designations

• Certified Financial Planner

Other Names

• Colin D Murray
• Colin Downey Murray
• Colin Murray
• Colin J D Murray
• Colin J Murray