Michael J Simonds

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-07-01

MI RA
APPROVED

Since 2010-07-01

Branch Locations

48609 Hayes Rd, Shelby Township, MI 48315 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Shelby Township	MI	09/2009	Present
Cia Financial Group, Inc./Fka Cia Insurance And Financial Group	Shelby Township	MI	03/2009	10/2016

09/2009 → Present

Lpl Financial Llc

Shelby Township, MI
03/2009 → 10/2016

Cia Financial Group, Inc./Fka Cia Insurance And Financial Group

Shelby Township, MI

Other Businesses

(1) 07/15/2016 * Mainstay Financial Management * DBA for LPL Business (entity for LPL business) * INV REL * 45600 Village Blvd, Shelby Township, MI 48315 * Investment and life insurance services offered through LPL * START 08/01/2016 * 160 HRS/MO; 8 DURING SECS TRDG HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-02-13
S63	Uniform Securities Agent State Law Examination	2008-05-17

S65 Uniform Investment Adviser Law Examination

2010-02-13
S63 Uniform Securities Agent State Law Examination

2008-05-17

Other Names

Michael J Simonds

View on SEC IAPD