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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-06 |
| NV | RA | APPROVED | 2020-03-05 |
| CA | RA | APPROVED | 2020-02-18 |
Branch Locations
1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Reno | NV | 05/2010 | 02/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2020 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 02/2020 | Present |
DON & RHONDA CARANO FOUNDATION; INV RELATED; RENO,NV; DAF; ADVISORY ROLE; START DATE: 12/17/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-24 |
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