Gregg Shepard Sherman

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 02/2019
  U.S. Bancorp Investments, Inc.
  Laguna Niguel, CA
• 02/2019 → Present
  Fidelity Brokerage Services Llc
  Brea, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2019-03-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Brea, CA
• 2013-07-02 → 2019-02-28
  U.S. Bancorp Investments, Inc.
  Rancho Cucamonga, CA
  Rancho Cucamonga, CA
  Dana Point, CA
  Mission Viejo, CA
  Rancho Santa Margarita, CA
  San Clemente, CA
  San Clemente, CA
  Lake Forest, CA
  Lake Forest, CA
  Lake Forest, CA
  Ladera Ranch, CA
  Laguna Beach, CA
  Laguna Niguel, CA
  Laguna Niguel, CA
• 2011-01-03 → 2013-06-25
  Wells Fargo Clearing Services, Llc
  Ladera Ranch, CA
  Irvine, CA
  Irvine, CA
• 2008-05-23 → 2011-01-03
  Wells Fargo Investments, Llc
  Newport Beach, CA
  San Clemente, CA
  Newport Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-05-22