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601 Brickell Key Dr Ste. 700, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-06 |
Branch Locations
601 Brickell Key Dr Ste. 700, Miami, FL 33131 • United States
2601 S. Bayshore Drive Suite 1200, Miami, FL 33133 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-10 |
Branch Locations
601 Brickell Key Drive Suite 700, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 09/2016 |
| Brasil Plural Investment Advisor, Llc | Miami | FL | 05/2026 | Present |
| Bolton Global Capital | Bolton | MA | 09/2016 | 05/2026 |
| Bolton Global Asset Management | Bolton | MA | 12/2016 | 05/2026 |
| Harpian Llc | Miami | FL | 05/2026 | Present |
1. OWNER OF YELLOWWINDWAY, INC., ENTITY THAT PASSES INCOME THROUGH. NOT INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION. SPENDS APPROXIMATELY 1 HOUR PER MONTH OUTSIDE TRADING HOURS. CREATED JUNE OF 2017. 2. OWNER AND MANAGER OF VLC2, LLC, REAL ESTATE HOLDING COMPANY THAT OWNS A RESIDENTIAL RENTAL PROPERTY LOCATED IN MIAMI, FLORIDA. BEGAN 4/6/2012. SPENDS APPROXIMATELY ONE HOUR PER MONTH OUTSIDE TRADING HOURS ON THIS ACTIVITY. 3. OWNER AND MANAGING PARTNER OF WINDWAYYELLOW LLC, ENTITY CREATED IN THE STATE OF DELAWARE 05/2018 FOR THE PURPOSE OF MAKING PERSONAL PRIVATE INVESTMENTS. INVESTMENT RELATED TO THE EXTENT THAT THESE ARE ONLY PERSONAL INVESTMENTS. 2 HOURS DEVOTED PER MONTH OUTSIDE OF TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-28 |
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