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Employer firm

Harpian LLC CRD 342112

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • MANAGE ETP AND ETN, SIGNAL SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Harpian Llc

601 Brickell Key Dr Ste. 700, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-06
  • FL RA
    APPROVED
    Since 2026-08-06

Branch Locations

601 Brickell Key Dr Ste. 700, Miami, FL 33131 • United States

Brasil Plural Investment Advisor Llc

2601 S. Bayshore Drive Suite 1200, Miami, FL 33133 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-10
  • FL RA
    APPROVED
    Since 2026-06-10

Branch Locations

601 Brickell Key Drive Suite 700, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 05/2009 09/2016
Brasil Plural Investment Advisor, Llc Miami FL 05/2026 Present
Bolton Global Capital Bolton MA 09/2016 05/2026
Bolton Global Asset Management Bolton MA 12/2016 05/2026
Harpian Llc Miami FL 05/2026 Present
  • 05/2009 → 09/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 05/2026 → Present
    Miami, FL
  • 09/2016 → 05/2026
    Bolton Global Capital
    Bolton, MA
  • 12/2016 → 05/2026
    Bolton Global Asset Management
    Bolton, MA
  • 05/2026 → Present
    Miami, FL
Previous Registrations
Other Businesses

1. OWNER OF YELLOWWINDWAY, INC., ENTITY THAT PASSES INCOME THROUGH. NOT INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION. SPENDS APPROXIMATELY 1 HOUR PER MONTH OUTSIDE TRADING HOURS. CREATED JUNE OF 2017. 2. OWNER AND MANAGER OF VLC2, LLC, REAL ESTATE HOLDING COMPANY THAT OWNS A RESIDENTIAL RENTAL PROPERTY LOCATED IN MIAMI, FLORIDA. BEGAN 4/6/2012. SPENDS APPROXIMATELY ONE HOUR PER MONTH OUTSIDE TRADING HOURS ON THIS ACTIVITY. 3. OWNER AND MANAGING PARTNER OF WINDWAYYELLOW LLC, ENTITY CREATED IN THE STATE OF DELAWARE 05/2018 FOR THE PURPOSE OF MAKING PERSONAL PRIVATE INVESTMENTS. INVESTMENT RELATED TO THE EXTENT THAT THESE ARE ONLY PERSONAL INVESTMENTS. 2 HOURS DEVOTED PER MONTH OUTSIDE OF TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-28
  • S66 Uniform Combined State Law Examination
    2009-05-28
Other Names
  • Diogo Scelza
  • Diogo Dos Santos Scelza Cavalcanti

View on SEC IAPD

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