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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-23
IN RA APPROVED 2026-01-23
TX RA APPROVED 2026-01-23
  • IL RA
    APPROVED
    Since 2026-01-23
  • IN RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED
    Since 2026-01-23

Branch Locations

862 Center Ct Unit D, Shorewood, IL 60404 • United States

260 Franklin Steet, Valparaiso, IN 46383 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

116 E. Washington Street Suite 4, Morris, IL 60450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shorewood IL 03/2008 03/2020
Ameriprise Financial Services, Llc Shorewood IL 03/2020 01/2026
Northrock Partners Shorewood IL 01/2026 Present
  • 03/2008 → 03/2020
    Ameriprise Financial Services, Inc.
    Shorewood, IL
  • 03/2020 → 01/2026
    Shorewood, IL
  • 01/2026 → Present
    Northrock Partners
    Shorewood, IL
Previous Registrations
Other Businesses

Business Ownership; Linear Operations; ; Shelter; 862 Center Ct., Unit D Shorewood, IL 60404, ,; Not Investment-Related; 10/02/2015; 0 hours per month; 0 during trading hours / Linear Consulting; ; Shelter; 862 D Center Ct Shorewood, IL 60404, ,; Not Investment-Related; 08/29/2016; 0 hours per month; 0 during trading hours / Linear Operations 2; LLC for Indian practice purchased.... SBA requiring separate LLC for funding; set up to get SBA loan on Ameriprise practice purchase; 5400 W Bluff Rd, , Morris, IL, 60450; Investment-Related; 12/01/2021; 40 to 59 hours per month; 10 to 19 during trading hours. Board of Directors; Morris Warriors; Trustee; 529 Nettle St., , Morris, IL, 60450; Not Investment-Related; 10/16/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Advisory Council Immaculate Conception School; I'll sit on a advisory council that brings ideas to the school on how to increase enrollment and fundraise throughout the year. ; 505 E North St, , Morris, IL, 60450; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-24
  • S66 Uniform Combined State Law Examination
    2008-10-24
Other Names
  • Robert T Martin

View on SEC IAPD

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