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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-23 |
| IN | RA | APPROVED | 2026-01-23 |
| TX | RA | APPROVED | 2026-01-23 |
Branch Locations
862 Center Ct Unit D, Shorewood, IL 60404 • United States
260 Franklin Steet, Valparaiso, IN 46383 • United States
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
116 E. Washington Street Suite 4, Morris, IL 60450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shorewood | IL | 03/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Shorewood | IL | 03/2020 | 01/2026 |
| Northrock Partners | Shorewood | IL | 01/2026 | Present |
Business Ownership; Linear Operations; ; Shelter; 862 Center Ct., Unit D Shorewood, IL 60404, ,; Not Investment-Related; 10/02/2015; 0 hours per month; 0 during trading hours / Linear Consulting; ; Shelter; 862 D Center Ct Shorewood, IL 60404, ,; Not Investment-Related; 08/29/2016; 0 hours per month; 0 during trading hours / Linear Operations 2; LLC for Indian practice purchased.... SBA requiring separate LLC for funding; set up to get SBA loan on Ameriprise practice purchase; 5400 W Bluff Rd, , Morris, IL, 60450; Investment-Related; 12/01/2021; 40 to 59 hours per month; 10 to 19 during trading hours. Board of Directors; Morris Warriors; Trustee; 529 Nettle St., , Morris, IL, 60450; Not Investment-Related; 10/16/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Advisory Council Immaculate Conception School; I'll sit on a advisory council that brings ideas to the school on how to increase enrollment and fundraise throughout the year. ; 505 E North St, , Morris, IL, 60450; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-24 |
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