Best Investors Account Sign in
Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
NV RA APPROVED 2025-01-01
OR RA APPROVED 2025-01-01
AZ RA APPROVED 2020-05-08
  • CA RA
    APPROVED
    Since 2025-01-01
  • NV RA
    APPROVED
    Since 2025-01-01
  • OR RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2020-05-08

Branch Locations

Ladera Ranch, CA • United States

940 Calle Negocio Ste 230, San Clemente, CA 92673 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Mission Viejo CA 08/2009 06/2021
Christopher Ferraro Jr. Insurance Agency Mission Viejo CA 11/2009 06/2021
State Farm Investment Management Corp Mission Viejo CA 09/2018 06/2021
State Farm Vp Management Corp San Clemente CA 07/2021 Present
State Farm Investment Management Corp. San Clemente CA 07/2021 Present
Chris Ferraro-Jr Insurance Agency San Clemente CA 07/2021 Present
  • 08/2009 → 06/2021
    State Farm Vp Management Corp
    Mission Viejo, CA
  • 11/2009 → 06/2021
    Christopher Ferraro Jr. Insurance Agency
    Mission Viejo, CA
  • 09/2018 → 06/2021
    Mission Viejo, CA
  • 07/2021 → Present
    State Farm Vp Management Corp
    San Clemente, CA
  • 07/2021 → Present
    San Clemente, CA
  • 07/2021 → Present
    Chris Ferraro-Jr Insurance Agency
    San Clemente, CA
Other Businesses

1) CELB LLC; investment-related; 940 Calle Negocio STE 230, San Clemente, CA, 92673; Investment or Commercial Property; Partner; no title; 06/16/2021; 0; 0; LLC CREATED TO BUY MY STATE FARM OFFICE ACCOUNT. 2) Christopher Ferraro-Jr's Insurance Agency; Insurance Agency; Investment-related; 940 Calle Negocio Ste 230 San Clemente, CA 92673-4223; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2009; 80; 80; Service customers and supervise employees 3) Coto de Caza Men's Golf Association; non-investment related; 25291 Vista del Verde Coto de Caza, CA 92679; Membership/Civic/Fraternal Organization; Board member; Treasurer; 1/1/2024; 6; 0; Committee: Not for profit golf association

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-14
S63 Uniform Securities Agent State Law Examination 2008-08-04
  • S65 Uniform Investment Adviser Law Examination
    2019-01-14
  • S63 Uniform Securities Agent State Law Examination
    2008-08-04
Other Names
  • Christopher John Ferraro
  • Chris Ferraro
  • Chris Ferraro

View on SEC IAPD

More in Ladera Ranch, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor