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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-06-12 |
| TX | RA | APPROVED_RES | 2019-11-10 |
| WA | RA | APPROVED | 2000-06-23 |
Branch Locations
2019 E 29Th Ave, Spokane, WA 99203-3957 • United States
Spokane, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Spokane | WA | 09/2005 | Present |
Board of Directors; Rock Harbor Road Committee; President; 540 Rock Harbor RoadSagle, ID 83860, ,; ; 06/01/2010; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of Uncertainty, LLC; contractor of the legal entity; Contractor; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 05/04/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-05-22 |
| S65 | Uniform Investment Adviser Law Examination | 2000-05-18 |
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