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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-06-12
TX RA APPROVED_RES 2019-11-10
WA RA APPROVED 2000-06-23
  • ID RA
    APPROVED
    Since 2025-06-12
  • TX RA
    APPROVED_RES
    Since 2019-11-10
  • WA RA
    APPROVED
    Since 2000-06-23

Branch Locations

Sagle, ID • United States

2019 E 29Th Ave, Spokane, WA 99203-3957 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Spokane WA 09/2005 Present
  • 09/2005 → Present
    Ameriprise Financial Services, Inc.
    Spokane, WA
Other Businesses

Board of Directors; Rock Harbor Road Committee; President; 540 Rock Harbor RoadSagle, ID 83860, ,; ; 06/01/2010; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of Uncertainty, LLC; contractor of the legal entity; Contractor; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 05/04/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-22
S65 Uniform Investment Adviser Law Examination 2000-05-18
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2000-05-18

View on SEC IAPD

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