Jesus Zamarripa

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2023
  Morgan Stanley Smith Barney Llc
  El Paso, TX
• 11/2015 → 10/2023
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 10/2023 → Present
  Ubs Financial Services, Inc.
  Houston, TX
• 04/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-06-07 → 2023-10-10
  Morgan Stanley
  Houston, TX
  El Paso, TX
  Houston, TX
  El Paso, TX
• 2010-10-15 → 2015-10-06
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
• 2010-04-26 → 2010-10-15
  St Johns Wealth Management
  San Antonio, TX
• 2009-08-26 → 2010-03-15
  Bbva Compass Investment Solutions, Inc
  Houston, TX
  San Antonio, TX
  Houston, TX
  Houston, TX

Other Businesses

Liand Investments, LLC is a passive investment vehicle created as a partnership between my wife Maria Guerra and Myself Jesus Zamarripa. The LLC invests in real estate projects primarily and I am the general Manager. the projects the company has invested in is solely as investor and my role has been always passive.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-13
• S63 Uniform Securities Agent State Law Examination
  2008-05-05