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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-08-30 |
| MO | RA | APPROVED | 2022-08-30 |
Branch Locations
4200 W 115Th Street, Suite 210, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Wealth Management Llc | Kansas City | MO | 05/2013 | 07/2022 |
| Capfinancial Partners, Llc (Captrust) | Raleigh | NC | 07/2022 | Present |
1) Frontier Wealth Enterprises, LLC; Not Investment-Related; 4435 Main St, Ste 650, Kansas City, MO; LLC to hold proceeds of sale of former RIA ; Member ; Start 8/1/2018; Hours/Month:0 ; Hours during Market Hours: 0; Duties: Receipt of distributions 2) Mark Howe; not investment related; Football Officiant; Address: Private Residence, Start 9.22.23; 16 hours per month; 4 during trading hours; Officiate evening football games
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-07 |
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