Eric Thomas Norman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial, Llc
  Minneapolis, MN
• 10/2013 → Present
  Investors Financial Group
  Minneapolis, MN
• 03/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2014-01-13 → 2022-07-25
  Investors Financial Group
  Minneapolis, MN
  Plymouth, MN
• 2010-12-09 → 2013-07-17
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Other Businesses

1.06/27/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Investors Financial Group LLC /; Investment Related; at Reported Business Location(s); Start Date 06/27/2013; hrs/mth; hrs during trading 2.10/07/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Norman Financial, LLC /; Investment Related; at Reported Business Location(s); Start Date 09/30/2013; hrs/mth; hrs during trading 3.03/30/2022; Private Advisor Group, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 03/21/2022; 160hrs/mth; 160hrs during trading; 4.03/30/2022; Private Advisor group; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/21/2022; 160hrs/mth; 130hrs during trading; 5.05/27/2026; Norman Financial, LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/22/2026; 12hrs/mth; 7hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-04-23

Other Names

• Eric Thomas Norman
• Eric Thomas Norman