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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lafferty & Associates, Llc | Arlington | TN | 07/2009 | 05/2023 |
| Principal Life Insurance | Arlington | TN | 07/2015 | 03/2023 |
| Principal Securities Inc | Arlington | TN | 03/2016 | 03/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2023 | Present |
1. JONATHAN LAFFERTY, FARM, 800 BILLY SIMS WAY, MASON TN 38049, United States, 03/07/2023, Owner, Agriculture, NIR, 8 HR/MO - 0 HR/MO TRADING 2. CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 3/2023 / IAR AFFILIATION / INV REL / 160 HR/MO - 120 HR TRADING 3.GREENBRIDGE INVESTMENT AND INSURANCE, 15 N LAFAYETTE AVE, BROWNSVILLE TN 38012, United States, 01/01/2024, Agent, Using a Trade Name/dba, NIR, 10 HR/MO - 10 HR TRADING 4. JONATHAN LAFFERTY, 60 Devonshire CV, Arlington TN 38002, United States, 12/01/2025, Finra arbiter, NIR, 15 HR/MO - 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-12 |
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