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James Martin

Cetera Investment Advisers LLC

Tampa, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-07
  • FL RA
    APPROVED
    Since 2021-09-07

Branch Locations

6310 Gunn Hwy, Tampa, FL 33625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Tampa FL 01/2020 08/2021
Bbva Insurance Agency, Inc. Austin TX 01/2020 08/2021
Bbva Usa Birmingham AL 01/2020 08/2021
Lincoln Financial Advisors Corporation Tampa FL 12/2018 01/2020
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 12/2018
Wells Fargo Advisors, Llc Tampa FL 04/2013 11/2016
Bbva Wealth Solutions, Inc. Tampa FL 01/2020 08/2021
Hr Block Tampa FL 01/2021 08/2021
Regions Bank Tampa FL 08/2021 Present
Cetera Investment Advisers Llc Tampa FL 08/2021 Present
Cetera Investment Services Llc Saint Cloud MN 08/2021 Present
  • 01/2020 → 08/2021
    Bbva Securities Inc.
    Tampa, FL
  • 01/2020 → 08/2021
    Bbva Insurance Agency, Inc.
    Austin, TX
  • 01/2020 → 08/2021
    Bbva Usa
    Birmingham, AL
  • 12/2018 → 01/2020
    Lincoln Financial Advisors Corporation
    Tampa, FL
  • 11/2016 → 12/2018
    Wells Fargo Clearing Services, Llc
    Tampa, FL
  • 04/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Tampa, FL
  • 01/2020 → 08/2021
    Bbva Wealth Solutions, Inc.
    Tampa, FL
  • 01/2021 → 08/2021
    Hr Block
    Tampa, FL
  • 08/2021 → Present
    Regions Bank
    Tampa, FL
  • 08/2021 → Present
    Cetera Investment Advisers Llc
    Tampa, FL
  • 08/2021 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Previous Registrations
  • 2020-02-11 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Tampa, FL
  • 2018-12-27 → 2020-01-17
    Osaic Fa, Inc.
    Treasure Island, FL
    Tampa, FL
  • 2013-05-02 → 2019-01-07
    Wells Fargo Clearing Services, Llc
    Tampa, FL
    Palm Harbor, FL
    Clearwater, FL
    Clearwater, FL
  • 2010-05-05 → 2013-05-29
    Morgan Stanley
    Palm Harbor, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-29
S63 Uniform Securities Agent State Law Examination 2009-01-22
  • S65 Uniform Investment Adviser Law Examination
    2010-04-29
  • S63 Uniform Securities Agent State Law Examination
    2009-01-22
Designations
Other Names
  • Martin
  • James Edward Martin

View on SEC IAPD

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