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Christopher Roland Holthe

Wells Fargo Clearing Services, LLC

Bloomington, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-07
MN RA APPROVED 2015-07-24
  • TX RA
    APPROVED
    Since 2019-10-07
  • MN RA
    APPROVED
    Since 2015-07-24

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Woodbury MN 07/2015 11/2016
Wells Fargo Clearing Services, Llc Woodbury MN 11/2016 Present
Previous Registrations
  • 2008-06-12 → 2015-07-29
    Edward Jones
    St Louis, MO
    Woodbury, MN
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-30
  • S66 Uniform Combined State Law Examination
    2008-05-30
Other Names
  • Chris Holthe

View on SEC IAPD

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