Best Investors Account Sign in

Emily Lynne Armstrong

Cetera Investment Advisers LLC

Richmond, VA

Richmond, VA

CRD 5509526

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

800 E Canal St St 950, Richmond, VA 23219 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 01/2010 08/2023
Virginia Asset Management Midlothian VA 01/2010 Present
Cetera Wealth Services, Llc Richmond VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Irongate Capital Advisors Richmond, VA 01/2020 Present
  • 01/2010 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 01/2010 → Present
    Virginia Asset Management
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Richmond, VA
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2020 → Present
    Irongate Capital Advisors
    Richmond,, VA
Previous Registrations
  • 2012-07-06 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    Midlothian, VA
    Richmond, VA
    St. Paul, MN
Other Businesses

1. NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2013 ADDRESS: , Midlothian VA , United States DESCRIPTION: Independent Contractor; 2. NAME OF OTHER BUSINESS: IRONGATE CAPITAL ADVISORS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2020, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 6.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-03
  • S66 Uniform Combined State Law Examination
    2012-07-03
Other Names
  • Emily Lynne Turman

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Richmond, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor