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Mario Rene Perez

Robert W. Baird & Co. Incorporated

Sacramento, CA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-17
  • CA RA
    APPROVED
    Since 2020-11-17

Branch Locations

300 University Avenue Suite 200, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Stockton CA 05/2010 11/2016
Wells Fargo Clearing Services, Llc Stockton CA 11/2016 11/2020
Robert W Baird & Co Sacramento CA 11/2020 Present
  • 05/2010 → 11/2016
    Wells Fargo Advisors Llc
    Stockton, CA
  • 11/2016 → 11/2020
    Wells Fargo Clearing Services, Llc
    Stockton, CA
  • 11/2020 → Present
    Robert W Baird & Co
    Sacramento, CA
Previous Registrations
  • 2010-06-01 → 2020-11-19
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
    Davis, CA
    Charlotte, NC
    Roseville, CA
    Sacramento, CA
    Stockton, CA
    Roseville, CA
    Sacramento, CA
    Sacramento, CA
    Roseville, CA
    Sacramento, CA
    Elk Grove, CA
    Stockton, CA
    Sacramento, CA
    Roseville, CA
    Davis, CA
    Davis, CA
    Dixon, CA
  • 2008-06-09 → 2010-05-28
    Wells Fargo Investments, Llc
    Elk Grove, CA
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-06
  • S66 Uniform Combined State Law Examination
    2008-06-06

View on SEC IAPD

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