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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2012-05-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments | Madison | WI | 05/2012 | Present |
| Financial Innovations Llc | Madison | WI | 05/2012 | Present |
1)Financial Innovations, LLC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Farmland rental | 8310 N. Territorial Road, Evansville, WI 53536 | Owner | Description: Rent farmland to farmer | Beginning 3/2014 | 0 hours per month, 0 during trading hours | Paid position | Not investment related 4)Town of Evansville | 15531 W. Green Bay Road, Evansville, WI 53536 | Board supervisor | Description: Assist with decisions that affect the municipality | Beginning 10/2024 | 2 hours per month, 0 during trading hours | Paid position | Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-21 |
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