Seth Eric Krussman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-01
NH	RA	APPROVED	2023-09-01
NC	RA	APPROVED	2023-09-01
OR	RA	APPROVED	2023-09-01
WA	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2023-09-01
NH RA
APPROVED

Since 2023-09-01
NC RA
APPROVED

Since 2023-09-01
OR RA
APPROVED

Since 2023-09-01
WA RA
APPROVED

Since 2023-09-01

Branch Locations

Hillsboro, OR • United States

4660 Ne Belknap Court Suite 101, Hillsboro, OR 97124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Hillsboro	OR	12/2013	Present
Sagepoint Financial, Inc	Hillsboro	OR	07/2015	09/2023
Osaic Wealth, Inc.	Hillsboro	OR	09/2023	Present

12/2013 → Present

Self-Employed

Hillsboro, OR
07/2015 → 09/2023

Sagepoint Financial, Inc

Hillsboro, OR
09/2023 → Present

Osaic Wealth, Inc.

Hillsboro, OR

Previous Registrations

2015-06-23 → 2023-09-01

Osaic Services, Inc.

Hillsboro, OR

Bedford, NH

Hillsboro, OR

Vancouver, WA
2014-07-18 → 2015-06-24

Questar Asset Management, Inc.

Minneapolis, MN

Hillsboro, OR
2008-05-30 → 2008-12-03

Phillips & Company

Portland, OR

Portland, OR

Other Businesses

1) BRAYSHAW FINANCIAL GROUP LLC 942 SW BAILEY AVE, HILLSBORO, OR 97123 INSURANCE AGENT. FIXED ANNUITIES, LTC, LIFE, DISABILITY. ANALYZING CLIENT NEEDS FOR LIFE INSURANCE AND HELPING THEM PURCHASE APPROPRIATE POLICIES. 20 HOURS SPENT PER MONTH OF WHICH 2 HOURS ARE DURING SECURITIES TRADING HOURS. 2) BRAYSHAW FINANCIAL GROUP LLC. POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2014 ADDRESS: 4660 NE Belknap Court, Ste. 101, Hillsboro OR 97124, United States DESCRIPTION: INSURANCE AGENT. FIXED ANNUITIES, LTC, LIFE, DISABILITY. ANALYZING CLIENT NEEDS FOR LIFE INSURANCE AND HELPING THEM PURCHASE APPROPRIATE POLICIES. 3) SWIFT CREEK DOCK LLC POSITION: President NATURE: Non Proffit LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 1103 22nd Ave, Longview WA 98632-2841, United States DESCRIPTION: Annual meeting conducting annual business for purpose of maintaining insurance for Dock and owners.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-08-05
S65	Uniform Investment Adviser Law Examination	2008-05-28

S63 Uniform Securities Agent State Law Examination

2008-08-05
S65 Uniform Investment Adviser Law Examination

2008-05-28

View on SEC IAPD