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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-21 |
Branch Locations
2445 Technology Forest Ste 550, The Woodlands, TX 77381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Spring | TX | 11/2016 | 08/2020 |
| Edward Jones | St. Louis | MO | 08/2020 | 04/2024 |
| Wells Fargo | The Woodlands | TX | 11/2015 | 08/2020 |
| Edward Jones | Conroe | TX | 08/2020 | 04/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | Present |
| Northwestern Mutual Investment Services Llc | The Woodlands | TX | 05/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-03 |
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