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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-21
  • TX RA
    APPROVED
    Since 2024-05-21

Branch Locations

2445 Technology Forest Ste 550, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Spring TX 11/2016 08/2020
Edward Jones St. Louis MO 08/2020 04/2024
Wells Fargo The Woodlands TX 11/2015 08/2020
Edward Jones Conroe TX 08/2020 04/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2024 Present
Northwestern Mutual Investment Services Llc The Woodlands TX 05/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-03
  • S66 Uniform Combined State Law Examination
    2008-07-03
Other Names
  • Mark Walker
  • Mark Q. Walker
  • Mark Quentin Walker
  • Mark Q Walker
  • Mark Quentin Walker

View on SEC IAPD

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