Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-02 |
| OH | RA | APPROVED | 2024-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwest Financial/Axa-Advisors,Llc | Cincinnati | OH | 03/2008 | 06/2020 |
| Axa Advisors, Llc | New York | NY | 05/2018 | 06/2020 |
| Octavia Wealth Advisors, Llc | Cincinnati | OH | 06/2020 | 02/2024 |
| Octavia Risk Management, Llc | Cincinnati | OH | 06/2020 | 02/2024 |
| Purshe Kaplan Sterling Investments, Inc. | Cincinnati | OH | 06/2020 | 02/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 03/2024 | Present |
| Equitable Financial Life Insurance | Cincinnati | OH | 05/2018 | 09/2019 |
| Bank Of America, N.A | Cincinnati | OH | 04/2024 | Present |
I*2114313, Entity Type: Fiduciary, Name of OBA: MLPF& S CUST FPO RMP IRA FBO RMP , Address: Cincinnati, Ohio, 45252, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/03/2024, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
Reach out to this advisor