Darius Nkwazema Uche

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2018
  Scottrade
  Lee'S Summit, MO
• 02/2018 → 01/2021
  Td Ameritrade, Inc.
  Sugarland, TX
• 02/2018 → 01/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 01/2021 → Present
  Charles Schwab & Co., Inc.
  Houston, TX
• 01/2021 → Present
  Charles Schwab Bank, Ssb
  Houston, TX

Previous Registrations

• 2022-07-01 → 2022-10-14
  Td Ameritrade, Inc.
  Houston, TX
• 2018-02-27 → 2021-01-20
  Td Ameritrade, Inc.
  Sugarland, TX
  Pearland, TX
  Sugarland, TX
• 2018-02-26 → 2021-01-20
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Pearland, TX
  Sugarland, TX
• 2017-02-16 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1) Huff & Puff Balloons | Investment Related:No|4122 Club Valley Dr|Houston|TX|77082|USA|Other|No Official Title|1/19/2021|Less than 20|0|I VOLUNTEER in assisting my wife with her small business. Usually on one weekend per month, I help assemble balloons and put together garlands., 2) Everyday Uche | Investment Related:No|Broadcasting/Music/Film|Content Creation|9/13/2025|Less than 20|0|Participant in family content creation for social media platforms.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-16
• S63 Uniform Securities Agent State Law Examination
  2009-10-23

Other Names

• Darius Uche