Joshua Daniel Zeller

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 11/2016
  Wells Fargo Advisors Llc
  Victoria, TX
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Victoria, TX
• 04/2018 → Present
  Raymond James & Associates, Inc
  Victoria, TX

Previous Registrations

• 2010-08-10 → 2018-04-30
  Wells Fargo Clearing Services, Llc
  Victoria, TX
• 2008-06-12 → 2009-04-09
  Sather Financial Group, Inc.
  Victoria, TX

Other Businesses

(1) Name of Business: Rio Verde Capital LLC Address: 203 Wildrose Dr, VICTORIA, TX, 77904, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC Purchased an override royalty interest. No operational responsibilities.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-01
• S65 Uniform Investment Adviser Law Examination
  2008-06-11

Designations

• Certified Financial Planner