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Hong C Van

J.P. Morgan Securities LLC

Elk Grove, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-16
CA RA APPROVED 2016-10-25
  • TX RA
    APPROVED_RES
    Since 2025-01-16
  • CA RA
    APPROVED
    Since 2016-10-25

Branch Locations

5010 Elk Grove Boulevard, Elk Grove, CA 95758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Bank Sacramento CA 05/2009 09/2016
Jpmorgan Securities Llc Elk Grove CA 09/2016 05/2017
Jpmorgan Securities, Llc Elk Grove CA 05/2017 Present
Jp Morgan Chase Bank Elk Grove CA 05/2017 Present
  • 05/2009 → 09/2016
    Chase Bank
    Sacramento, CA
  • 09/2016 → 05/2017
    Jpmorgan Securities Llc
    Elk Grove, CA
  • 05/2017 → Present
    Jpmorgan Securities, Llc
    Elk Grove, CA
  • 05/2017 → Present
    Jp Morgan Chase Bank
    Elk Grove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-21
S63 Uniform Securities Agent State Law Examination 2008-05-19
  • S66 Uniform Combined State Law Examination
    2016-10-21
  • S63 Uniform Securities Agent State Law Examination
    2008-05-19
Other Names
  • Hong Van
  • Hong Cong Van

View on SEC IAPD

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Other Investors

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BRYAN KEITH CHEW
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Other Offices

EDWARD JONES · ELK GROVE, CA
COMMONWEALTH FINANCIAL NETWORK · Elk Grove, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ELK GROVE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Elk Grove, CA
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · Elk Grove, CA
U.S. BANCORP ADVISORS, LLC · Elk Grove, CA
WELLS FARGO CLEARING SERVICES, LLC · ELK GROVE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Elk Grove, CA

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