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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APP_PEND_IARCE 2026-01-01
  • AR RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

10800 Fncl Centre Pkwy Suite 550, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2008 Present
Northwestern Mutual Investment Services, Llc Little Rock AR 08/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 03/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2008 → Present
    Little Rock, AR
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. INVESTMENT RELATED. 2) 100% OWNER, KINARD INVESTMENTS LLC, 205 MAIN ST, CROSSETT, , ARKANSAS, 71635, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/19/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLECTING RENT. INVESTMENT RELATED. 3) 50% OWNER, FRATELLO HOLDINGS LLC, 1112 MILITARY RD, BENTON, , ARKANSAS, 72015, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/4/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKING SURE RENT AND TAXES ARE PAID, APPROVE IMPROVEMENTS IF NEEDED. INVESTMENT RELATED. 4) OWNER, BELOWPAR,LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/7/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 5) 100% OWNER, NDK, LLC, LEGAL ENTITY, START DATE: 02/16/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 6) 90% OWNER, IQONIC REAL ESTATE LLC, 13901 BELLE POINTE DR., LITTLE ROCK, ARKANSAS, 72212, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/12/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SHORT TERM RENTAL; INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-05
S63 Uniform Securities Agent State Law Examination 2009-08-14
  • S65 Uniform Investment Adviser Law Examination
    2014-03-05
  • S63 Uniform Securities Agent State Law Examination
    2009-08-14

View on SEC IAPD

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