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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-25
  • CA RA
    APPROVED
    Since 2025-08-25

Branch Locations

130 E. Tulare St., Dinuba, CA 93618 • United States

2005 E. Prosperity Ave, Tulare, CA 93274 • United States

1003 I St, Reedley, CA 93654 • United States

8462 N. Fraint Rd Ste 101, Fresno, CA 93720 • United States

218 N. Douty St, Hanford, CA 93230 • United States

3443 S. Mooney Blvd, Visalia, CA 93277 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden 1 Credit Union Fresno CA 05/1995 03/2018
Lpl Financial, Llc Clovis CA 07/2009 03/2018
Scf Securities, Inc Fresno CA 04/2018 04/2019
Scf Investment Advisors, Inc Fresno CA 04/2018 04/2019
Valic Financial Advisors, Inc. Glendale CA 05/2019 11/2019
Jpmorgan Chase Bank, N.A. Fresno CA 11/2019 07/2025
Jp Morgan Securities Llc Fresno CA 11/2019 07/2025
Hughes Ave Place Llc Fresno CA 04/2025 Present
Lpl Financial Llc Reedley CA 08/2025 Present
Mechanics Bank Reedley CA 08/2025 Present
  • 05/1995 → 03/2018
    Golden 1 Credit Union
    Fresno, CA
  • 07/2009 → 03/2018
    Clovis, CA
  • 04/2018 → 04/2019
    Scf Securities, Inc
    Fresno, CA
  • 04/2018 → 04/2019
    Scf Investment Advisors, Inc
    Fresno, CA
  • 05/2019 → 11/2019
    Glendale, CA
  • 11/2019 → 07/2025
    Jpmorgan Chase Bank, N.A.
    Fresno, CA
  • 11/2019 → 07/2025
    Fresno, CA
  • 04/2025 → Present
    Hughes Ave Place Llc
    Fresno, CA
  • 08/2025 → Present
    Reedley, CA
  • 08/2025 → Present
    Mechanics Bank
    Reedley, CA
Previous Registrations
Other Businesses

1) 08/2025 - Notary - Inv Related - Clovis CA - OBA Start Date: 09/27/2024. 2) 08/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mechanics Investment Services - Inv Related - At reported business location(s). 3) 08/2025 - Real Estate Rental - Not Inv Related - 1 Hour/Month - Fresno, CA - OBA Start Date: 10/01/2018. 4) 08/2025 - Uber Eats - Outside/W-2 Employment - Not Inv Related - 1 Hour/Month - San Francisco, CA - OBA Start Date: 10/01/2016. 5) 08/2025 - Door Dash - Outside/W-2 Employment - Not Inv Related - 1 Hour/Month - San Francisco, CA - OBA Start Date: 01/02/2020. 6) 08/2025 - Uber - Outside/W-2 Employment - Not Inv Related - 1 Hour/Month - San Francisco, CA - OBA Start Date: 10/01/2016.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-29
  • S66 Uniform Combined State Law Examination
    2010-11-29
Other Names
  • Sandra Mercado Perez

View on SEC IAPD

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