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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-04-13
  • RI RA
    APPROVED
    Since 2026-04-13

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Braintree MA 12/2014 05/2020
Tiaa-Cref Individual & Institutional Services, Llc Braintree MA 12/2014 05/2020
Santander Bank, Na Boston MA 05/2020 04/2026
Santander Securities, Llc Dorchester MA 05/2020 06/2023
Santander Securities, Llc Dorchester MA 06/2023 04/2026
Citizens Securities, Inc. Westwood MA 04/2026 Present
Previous Registrations
Other Businesses

Canton (MA) Little League, equipment manager and member of the Canton Little League Board, start date 09/01/2021, Canton MA, one hour monthly, none during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-12
S63 Uniform Securities Agent State Law Examination 2008-05-05
  • S66 Uniform Combined State Law Examination
    2012-06-12
  • S63 Uniform Securities Agent State Law Examination
    2008-05-05
Designations

View on SEC IAPD

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