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Wesley Thomas Holcomb

LPl Enterprise, LLC

Fort Mill, SC

LPl Financial LLC

Sacramento, CA

CRD 4159924

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-24
  • CA RA
    APPROVED
    Since 2026-03-24

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-05
  • CA RA
    APPROVED
    Since 2020-03-05

Branch Locations

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 01/2006 08/2018
Principal Funds Distributor, Inc. Folsom CA 08/2018 02/2019
Na Sacramento CA 02/2019 02/2020
Lpl Financial Llc San Diego CA 02/2020 Present
Lpl Enterprise Llc Fort Mill SC 03/2026 Present
  • 01/2006 → 08/2018
    Lpl Financial Llc
    San Diego, CA
  • 08/2018 → 02/2019
    Principal Funds Distributor, Inc.
    Folsom, CA
  • 02/2019 → 02/2020
    Na
    Sacramento, CA
  • 02/2020 → Present
    Lpl Financial Llc
    San Diego, CA
  • 03/2026 → Present
    Lpl Enterprise Llc
    Fort Mill, SC
Previous Registrations
Other Businesses

1. 10/24/2025- Rio Americano Wrestling- Other - Coach- Not INV Related- At Sacramento CA- Start date 10/01/2025- 30 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-04
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S66 Uniform Combined State Law Examination
    2007-12-04
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Other Names
  • Wes T. Holcomb

View on SEC IAPD

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