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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-12-06
  • SC RA
    APPROVED
    Since 2018-12-06

Branch Locations

9820 Belfry Ct, Murrells Inlet, SC 29576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Allentown PA 12/2012 11/2018
Royal Alliance Associates, Inc. Murrells Inlet SC 11/2018 12/2018
Cambirdge Investment Research, Inc. Fairfield IA 12/2018 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 12/2018 Present
  • 12/2012 → 11/2018
    Jhfn Sii
    Allentown, PA
  • 11/2018 → 12/2018
    Royal Alliance Associates, Inc.
    Murrells Inlet, SC
  • 12/2018 → Present
    Cambirdge Investment Research, Inc.
    Fairfield, IA
  • 12/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2018-11-02 → 2018-12-11
    Murrells Inlet, SC
  • 2013-02-12 → 2018-11-02
    Signator Investors, Inc.
    Murrells Inlet, SC
    Allentown, PA
  • 2008-05-28 → 2012-12-18
    St Louis, MO
    Bangor, PA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. INDEPENDENT INSURANCE AGENT, MURRELLS INLET, SC, 09/2019. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/WK-2/TRADING. 3. BAKER WEALTH MANAGEMENT, 9820 Belfry Court, Murrells Inlet SC 29576, 08/07/2024, IAR, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2008-05-22

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