Felica L Ramos

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 08/2018
  Morgan Stanley
  Pleasanton, CA
• 11/2018 → 05/2019
  New York Life Insurance Company
  Stockton, CA
• 01/2019 → 05/2019
  Nylife Securities Llc
  Stockton, CA
• 05/2019 → Present
  Morgan Stanley
  Stockton, CA

Previous Registrations

• 2012-03-29 → 2018-08-07
  Morgan Stanley
  Pleasanton, CA

Other Businesses

*693425 - Utopia Management; Investment Related - Yes; Stockton, California; Rental Property; Property owner needing property management for a fee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2026; During Business Hours: 0; After Business Hours: 0; I am the property owner only

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-10
• S63 Uniform Securities Agent State Law Examination
  2012-01-27

Other Names

• Felica Lonese Ramos
• Felica Ramos
• Felica Lonise Ramos
• Felica L Ramos
• Felica R Mccrimon