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Derek Ronald Kaufman

Columbia River Financial Group

Vancouver, WA

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Current Employers
Columbia River Financial Group

16701 Se Mcgillivray Blvd., #250, Vancouver, WA 98683 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2017-06-01
WA RA APPROVED 2017-06-01
  • OR RA
    APPROVED
    Since 2017-06-01
  • WA RA
    APPROVED
    Since 2017-06-01

Branch Locations

16701 Se Mcgillivray Blvd., #250, Vancouver, WA 98683 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Vancouver WA 12/2009 06/2017
Thrivent Financial For Lutherans Appleton WI 02/2012 06/2017
Columbia River Financial Group Vancouver WA 10/2016 11/2016
Columbia River Financial Group, Llc Vancouver WA 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-24
S65 Uniform Investment Adviser Law Examination 2008-07-17
  • S63 Uniform Securities Agent State Law Examination
    2008-07-24
  • S65 Uniform Investment Adviser Law Examination
    2008-07-17

View on SEC IAPD

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