Sheldon Devone Black

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → Present
  B. Riley Wealth Advisors
  Boca Raton, FL
• 11/2012 → 07/2022
  National Securities Corporation
  Boca Raton, FL
• 07/2022 → Present
  B. Riley Wealth Management
  Miami, FL

Other Businesses

(1) BLACK CAPITAL HOLDINGS, INC.; NON INVESTMENT-RELATED; MIAMI, FL; BUSINESS EXPENSE CORP; FOCUS GROUP SURVEYS, NOTARY SERVICES; OWNER; START DATE: 11/2011; 5 HRS/MTH, 0 DURING TRADING HRS; USED TO ADMINISTER BUSINESS-RELATED EXPENSES, NOTARY SERVICES AND TAKE PART IN COMPLETING SURVEYS... (2) AISHA HOLDING CORP; NON INVESTMENT-RELATED; SAME ADDRESS AS BRWM; BUSINESS EXPENSE CORP; EMPLOYEE; START DATE:09/2011; 0 HRS/MONTH; NO DUTIES, AS PER COMPENSATION, ADVANCE OR DRAW... (3) B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; FIXED INSURANCE SALES; AGENT; SAME ADDRESS AS BRWM; START DATE 05/2019; 10 HRS/MONTH, ALL DURING TRADING HRS.... (4) HEALTH INSURANCE; SALES OF HEATLH INSURANCE; OWNER; SAME ADDRESS AS BRWM; 2 HRS/MONTH, 0 DURING TRADING HRS.... (5) NOTARY; NON INVESTMENT-RELATED; MIAMI, FL; START DATE 11/2011; 15 HRS/MONTH, 0 DURING TRADING HOURS...

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-07
• S63 Uniform Securities Agent State Law Examination
  2008-06-18