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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-26
WA RA APPROVED 2012-07-02
  • TX RA
    APPROVED_RES
    Since 2025-08-26
  • WA RA
    APPROVED
    Since 2012-07-02

Branch Locations

Mountlake Terrace, WA • United States

617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Seattle WA 06/2012 Present
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 06/2012 Present
Previous Registrations
  • 2009-07-30 → 2012-06-04
    Chase Investment Services Corp.
    Everett, WA
    Lynnwood, WA
    Everett, WA
    Edmonds, WA
  • 2008-05-14 → 2009-03-25
    Banc Of America Investment Services, Inc.
    Seattle, WA
Other Businesses

(1) SELF - RENTAL POSITION: Owner of the property NATURE: 2 Rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: Home Address, Mountlake Terrace WA 98043, United States DESCRIPTION: Owner/ landlord (2) RENTAL PROPERTY POSITION: Owner/ Landlord NATURE: Real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2018 ADDRESS: Home Address, WA 98043, United States DESCRIPTION: Property management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-13
  • S66 Uniform Combined State Law Examination
    2008-05-13
Other Names
  • Andy Tadesse

View on SEC IAPD

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