Daniel Michael Guck

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 01/2024
  Woodbury Financial Services
  Wisconsin Rapids, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Stevens Point, WI

Previous Registrations

• 2007-02-21 → 2024-01-19
  Woodbury Financial Services, Inc.
  Wisconsin Rapids, WI
  Wisconsin Rapids, WI
  Stevens Point, WI

Other Businesses

1) NATIONAL GUARDIAN LIFE INSURANCE COMPANY; NONINV RELATED; TWO EAST GILMAN ST, MADISON WI 53703; FUNERAL TRUST; SALES REP; 01/01/2011; 8HR/MON; 8HR/MON; COMPLETE FUNERAL TRUST NECESSARY PAPERWORK FOR CLIENTS WHO REQUEST/NEED THIS SERVICE. 2) LEGACY ACCOUNTING & FINANCIAL SERVICES LLC POSITION: Owner NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2017 ADDRESS: 400 Daly Ave, Ste. 200, Wisconsin Rapids WI 54494 DESCRIPTION: Part owner of a tax practice. Will be involved in management and direction of the accounting firm. 3) TENACITY ADVISORY GROUP POSITION: Affiliated Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2021 ADDRESS: 566 Red Bird Circle, DePere WI 54115, United States DESCRIPTION: Share Best Practices 4) GUCK FINANCIAL & INSURANCE SERVICES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2009 ADDRESS: 400 Daly Ave, STE 200, Wisconsin Rapids WI 54494, United States DESCRIPTION: Run financial planning firm. 5) NATIONAL GUARDIAN LIFE POSITION: Agent NATURE: Non investment related; Insurance and final expense planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2011 ADDRESS: 400 Daly Ave, STE 200, Wisconsin Rapids WI 54494, United States DESCRIPTION: Complete Insurance and Funeral Trust planning for clients who request/need this service. 6) DSG INVESTMENTS LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2019 ADDRESS: 400 Daly Ave, Ste 200, Wisconsin Rapids WI 54494, United States DESCRIPTION: Had owned real estate, all has been sold. Entity will exist to purchase a property if needed in future. 7) DIVERSIFIED BROKERAGE SERVICES, INC. POSITION: Advisor NATURE: Diversified Brokerage Services, Inc. is a BGA that I use to submit Fixed Annuity & life business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 10/27/2025 ADDRESS: 5501 Excelsior Blvd, Minneapolis MN 55416, United States DESCRIPTION: Fixed Annuity & life business for clients.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-26
• S63 Uniform Securities Agent State Law Examination
  2000-10-13