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Carlos Arana

Pfs Investments Inc.

Austin, TX

Austin, TX

CRD 5506433

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-04
  • TX RA
    APPROVED
    Since 2026-03-04

Branch Locations

5716 W Hwy 290 Ste 208-B, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Austin TX 11/2007 Present
Pfs Investments Inc. Austin TX 04/2008 Present
Arana Installations, Llc. Austin TX 10/2016 10/2017
  • 11/2007 → Present
    Primerica Financial Services
    Austin, TX
  • 04/2008 → Present
    Austin, TX
  • 10/2016 → 10/2017
    Arana Installations, Llc.
    Austin, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. --Austin Sports Academy - co-owner ; 01/01/2013 to present ; Austin, TX--

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2008-09-27
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2008-09-27
Other Names
  • Carlos Santiago Arana
  • Carlos Gonzalez

View on SEC IAPD

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