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Katherine Elizabeth Canon

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
  • TX RA
    APPROVED
    Since 2024-08-01

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Dallas TX 05/2016 06/2024
Jp Morgan Securities, Llc Dallas TX 05/2016 07/2024
Jp Morgan Plano TX 10/2021 06/2024
Charles Schwab & Co., Inc. Westlake TX 07/2024 Present
Previous Registrations
  • 2016-05-24 → 2024-06-25
    J.P. Morgan Securities Llc
    Dallas, TX
    Dallas, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Frisco, TX
  • 2011-01-06 → 2016-05-04
    Wells Fargo Clearing Services, Llc
    Dallas, TX
    Addison, TX
    Mesquite, TX
    Fort Worth, TX
    Dallas, TX
    Addison, TX
    Dallas, TX
    Dallas, TX
    Fort Worth, TX
  • 2008-08-28 → 2010-10-21
    Wells Fargo Investments, Llc
    Amarillo, TX
    El Paso, TX
    Murphy, TX
    Amarillo, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-26
  • S66 Uniform Combined State Law Examination
    2008-08-26
Designations
Other Names
  • Katherine Canon
  • Katherine Elizabeth Bartholomew
  • Katherine E Canon

View on SEC IAPD

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Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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