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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-01 |
Branch Locations
1807 West Diehl Road #105M, Naperville, IL 60563 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookstone Capital Management | Wheaton | IL | 09/2015 | 06/2018 |
| Trapp Financial | Itasca | IL | 06/2018 | 01/2020 |
| Lpl Financial, Llc | Naperville | IL | 01/2020 | Present |
| Highpoint Advisor Group | Naperville | IL | 02/2021 | Present |
1. 1/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Started 03/13/2019. 2. 10/27/2021 - TWG Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/22/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 06/23/2022 - R. Knapp Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/31/2022 - 20 Hours Per Month/2 Hours During Securities Trading. 4. 09/25/2025 - HighPoint Advisor Group LLC - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date: 02/22/2021 - 128 Hours Per Month/128 Hours During Securities Trading.. I provide administrative support to HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-21 |
| S65 | Uniform Investment Adviser Law Examination | 2017-05-16 |
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