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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-01
  • IL RA
    APPROVED
    Since 2021-11-01

Branch Locations

1807 West Diehl Road #105M, Naperville, IL 60563 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookstone Capital Management Wheaton IL 09/2015 06/2018
Trapp Financial Itasca IL 06/2018 01/2020
Lpl Financial, Llc Naperville IL 01/2020 Present
Highpoint Advisor Group Naperville IL 02/2021 Present
  • 09/2015 → 06/2018
    Brookstone Capital Management
    Wheaton, IL
  • 06/2018 → 01/2020
    Trapp Financial
    Itasca, IL
  • 01/2020 → Present
    Lpl Financial, Llc
    Naperville, IL
  • 02/2021 → Present
    Highpoint Advisor Group
    Naperville, IL
Previous Registrations
Other Businesses

1. 1/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Started 03/13/2019. 2. 10/27/2021 - TWG Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/22/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 06/23/2022 - R. Knapp Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/31/2022 - 20 Hours Per Month/2 Hours During Securities Trading. 4. 09/25/2025 - HighPoint Advisor Group LLC - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date: 02/22/2021 - 128 Hours Per Month/128 Hours During Securities Trading.. I provide administrative support to HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-21
S65 Uniform Investment Adviser Law Examination 2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2020-02-21
  • S65 Uniform Investment Adviser Law Examination
    2017-05-16
Other Names
  • Heather A Zuccaro

View on SEC IAPD

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