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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-05-29
  • WV RA
    APPROVED
    Since 2024-05-29

Branch Locations

Point Pleasant, WV • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Capital Metairie LA 03/2008 05/2024
Securian Financial Services Inc. St. Paul MN 09/2011 08/2023
Cetera Advisor Networks Llc Metairie LA 08/2023 05/2024
Cetera Investment Advisers Llc Schaumburg IL 08/2023 05/2024
Steward Partners Global Advisory, Llc Point Pleasant WV 05/2024 Present
Steward Partners Investment Solutions, Llc Point Pleasant WV 05/2024 Present
Steward Partners Investment Advisory, Llc Point Pleasant WV 05/2024 Present
Securian Financial Services, Inc. St. Paul MN 08/2012 08/2023
  • 03/2008 → 05/2024
    Compass Capital
    Metairie, LA
  • 09/2011 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 08/2023 → 05/2024
    Cetera Advisor Networks Llc
    Metairie, LA
  • 08/2023 → 05/2024
    Schaumburg, IL
  • 05/2024 → Present
    Steward Partners Global Advisory, Llc
    Point Pleasant, WV
  • 05/2024 → Present
    Steward Partners Investment Solutions, Llc
    Point Pleasant, WV
  • 05/2024 → Present
    Point Pleasant, WV
  • 08/2012 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
Previous Registrations
  • 2023-08-10 → 2024-05-24
    Point Pleasant, WV
    Metairie, LA
  • 2012-08-06 → 2023-08-10
    Securian Financial Services, Inc.
    Metairie, LA
    Point Pleasant, WV
Other Businesses

1) Name of Business: 96 Olive St, LLC; City/State: Gallipolis, OH; Activity Type: Business Ownership; Position/Title: Landlord; Investment-related: No; Start Date: 08/12/2026; Hours per month devoted to this business: 4-10; Hours per month devoted to this business during trading hours: <4; Description of duties: Manage/Screen Tenants, Collect Rent, and Pay Bills. 2) OBA Type: Business Ownership; Name of Activity: 103 Liberty St, LLC; Nature of Business: Residential Rental Property; Position/Title: Member: City/State: Point Pleasant, WV; Duties: Landlord: Start date: 04/02/2025; 8 HRS/MO devoted to activity; 0 HRS/MO devoted during business hours; Not investment related. 3) OBA Type: Business Ownership: Name of Activity: 79 Burdette Addition, LLC; Nature of Business: Residential Rental Property; Position/Title: Member: City/State: Point Pleasant, WV; Duties: Landlord: Start date: 03/31/2025; 8 HRS/MO devoted to activity; 0 HRS/MO devoted during business hours; Not investment related. 4) OBA Type: Business Ownership: Name of Activity: 11621 Ripley Rd, LLC; Nature of Business: Residential Rental Property; Position/Title: Member: City/State: Point Pleasant, WV; Duties: Manage residential real estate rental property; Start date: 03/27/2025; 8 HRS/MO devoted to activity; 0 HRS/MO devoted during business hours: Not investment related. 5) OBA Type: Business Ownership: Name of Activity: 11520 Ripley Rd, LLC; Nature of Business: Residential Rental Property; Position/Title: Member; City/State: Point Pleasant, WV; Duties: Landlord; Start date: 03/26/2025; 8 HRS/MO devoted to Activity; 0 HRS/MO devoted during business hours; Not investment related. 6) Name of Business: 93 Cedar St ABC LLC; City/State: Gallipolis, OH; Activity Type: Business Ownership; Position/Title: Landlord; Investment-related: No; Start Date: 08/14/2026; Hours per month devoted to this business: 4-10; Hours per month devoted to this business during trading hours: <4; Description of duties: Manage/Screen Tenants, Collect Rent, and Pay Bills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-13
  • S66 Uniform Combined State Law Examination
    2012-07-13
Other Names
  • Ashley Lynne Kughn
  • Ashley Lynne Rowell

View on SEC IAPD

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