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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2024-05-29 |
Branch Locations
Point Pleasant, WV • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Capital | Metairie | LA | 03/2008 | 05/2024 |
| Securian Financial Services Inc. | St. Paul | MN | 09/2011 | 08/2023 |
| Cetera Advisor Networks Llc | Metairie | LA | 08/2023 | 05/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 05/2024 |
| Steward Partners Global Advisory, Llc | Point Pleasant | WV | 05/2024 | Present |
| Steward Partners Investment Solutions, Llc | Point Pleasant | WV | 05/2024 | Present |
| Steward Partners Investment Advisory, Llc | Point Pleasant | WV | 05/2024 | Present |
| Securian Financial Services, Inc. | St. Paul | MN | 08/2012 | 08/2023 |
1) Name of Business: 96 Olive St, LLC; City/State: Gallipolis, OH; Activity Type: Business Ownership; Position/Title: Landlord; Investment-related: No; Start Date: 08/12/2026; Hours per month devoted to this business: 4-10; Hours per month devoted to this business during trading hours: <4; Description of duties: Manage/Screen Tenants, Collect Rent, and Pay Bills. 2) OBA Type: Business Ownership; Name of Activity: 103 Liberty St, LLC; Nature of Business: Residential Rental Property; Position/Title: Member: City/State: Point Pleasant, WV; Duties: Landlord: Start date: 04/02/2025; 8 HRS/MO devoted to activity; 0 HRS/MO devoted during business hours; Not investment related. 3) OBA Type: Business Ownership: Name of Activity: 79 Burdette Addition, LLC; Nature of Business: Residential Rental Property; Position/Title: Member: City/State: Point Pleasant, WV; Duties: Landlord: Start date: 03/31/2025; 8 HRS/MO devoted to activity; 0 HRS/MO devoted during business hours; Not investment related. 4) OBA Type: Business Ownership: Name of Activity: 11621 Ripley Rd, LLC; Nature of Business: Residential Rental Property; Position/Title: Member: City/State: Point Pleasant, WV; Duties: Manage residential real estate rental property; Start date: 03/27/2025; 8 HRS/MO devoted to activity; 0 HRS/MO devoted during business hours: Not investment related. 5) OBA Type: Business Ownership: Name of Activity: 11520 Ripley Rd, LLC; Nature of Business: Residential Rental Property; Position/Title: Member; City/State: Point Pleasant, WV; Duties: Landlord; Start date: 03/26/2025; 8 HRS/MO devoted to Activity; 0 HRS/MO devoted during business hours; Not investment related. 6) Name of Business: 93 Cedar St ABC LLC; City/State: Gallipolis, OH; Activity Type: Business Ownership; Position/Title: Landlord; Investment-related: No; Start Date: 08/14/2026; Hours per month devoted to this business: 4-10; Hours per month devoted to this business during trading hours: <4; Description of duties: Manage/Screen Tenants, Collect Rent, and Pay Bills.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-13 |
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