Monique Renay Castillo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 06/2017
  Oppenheimer & Co Inc
  Jenkintown, PA
• 06/2017 → 02/2025
  Concourse Financial Group Securities Inc
  Philadelphia, PA
• 06/2017 → Present
  (Dba) Higher Ground Financial Services
  Philadelphia, PA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Philadelphia, PA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-06-16 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Philadelphia, PA
  Wenonah, NJ
  Philadelphia, PA
  Wenonah, NJ
  Cherry Hill, NJ
  Birmingham, AL
• 2012-02-01 → 2017-06-16
  Oppenheimer & Co. Inc.
  Jenkintown, PA
• 2010-02-04 → 2012-02-09
  Questar Asset Management, Inc.
  Minneapolis, MN

Other Businesses

(dba) HIGHER GROUND FINANCIAL; Investment Related; 1900 Market Street, Philadelphia PA 19103; Investments; Owner; Start Date 06/2017; 160 hours per month with all 160 hours per month occurring during trading hours; Financial Services, including insurance sales in Life, Health, LTC and annuity products. >> UNDERWRITERS MARKETING SERVICE; Investment Related; 100 Century Pkwy, Suite 240, Mt Laurel, NJ 08054; Insurance; Financial Adviser; Start Date 06/2017; 10 hours per month with 2 of those hours per month occurring during trading hours; I place insurance business - Life, Health, Long-Term Care - through Underwriters Marketing Service a FMO (Field Marketing Organization). I am not an employee - I am a licensed insurance agent who uses their services.

Exams

• S66 Uniform Combined State Law Examination
  2008-05-22

Other Names

• Monique Renay Daniels
• Monique Renay Castillo
• Monique Castillo