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2350 Nw 128Th St, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-04-25 |
| TX | RA | APPROVED_RES | 2024-01-24 |
| CO | RA | APPROVED | 2021-08-25 |
| FL | RA | APPROVED | 2021-05-25 |
| MN | RA | APPROVED | 2021-03-30 |
| NY | RA | APPROVED | 2021-02-09 |
| IL | RA | APPROVED | 2020-11-05 |
| OK | RA | APPROVED | 2020-11-05 |
| CA | RA | APPROVED | 2020-11-03 |
| IA | RA | APPROVED | 2020-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer | Johnston | IA | 07/2010 | 09/2018 |
| Securities Management & Research, Inc. | Waukee | IA | 09/2018 | 11/2020 |
| Bfc Planning, Inc | Waukee | IA | 09/2018 | 11/2020 |
| Independent Wealth Network, Inc. | Urbandale | IA | 11/2020 | Present |
1. IOWA FIRM FOUNDATION-non-investment-related-WAUKEE, IA-FUND EDUCATIONAL PROGRAMS-BOARD MEMBER/SECRETARY-03/2018-5 hrs monthly-0during trading-PARTICIPATE IN THE DIRECTION OF THE NON-PROFIT. 2. ETZEL FINANCIAL RESOURCES-INVESTMENT RELATED-WAUKEE, IA. FINANCIAL SERVICES-FINANCIAL ADVISOR-10/2012-200 hrs-120 during trading-DBA NAME FOR SECURITIES & INSURANCE BUSINESS. 3. 81st ST. CLIVE DUPLEX, LLC-non-investment related-WAUKEE, IA-REAL ESTATE-LANDLORD-03/2019-5 hrs monthly-0 during trading-LANDLORD DUTIES OF A DUPLEX. 4. UNITED FINANCIAL FREEDOM - non-investment related-WAUKEE, IA. INDEPENDENT REP-10/2020 - 5 hrs monthly-0 during trading hours - Refer people to a debt paydown program. 5. WAUKEE TOWNHOME RENTAL - non-investment realated - Waukee, IA - Real Estate - Landlord/Owner - 08/2022 - 5 hrs monthly - 0 during trading - Landlord duties for leasing townhome
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-02 |
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